Navigating regulatory compliance amid the US-China trade war

RegTech: Digital Regulatory Compliance Taking Center Stage

The evolving regulatory landscape’s impact on investment compliance

Managing Investment Compliance in a Changing Regulatory Environment

Navigating global regulatory challenges in asset management – a CXO’s playbook

The importance of investment compliance in asset management

Navigating the key challenges in marketing material compliance

Mounting regulatory focus on voice surveillance

Managing client expectations: balancing flexibility and compliance in investment guidelines

Investment Compliance Guidelines Review – A Strategic Approach

The Role of Compliance in Political Contribution Monitoring

Driving the success of compliance functions: Acuity’s customised solution

Insider-trading regulation and compliance in investment management

Ensuring data security and compliance with Confirmit: what you need to know

Investment compliance – why needed, trends and best practices

Investment compliance automation – the art of doing more with less

Navigating global compliance challenges with Acuity Knowledge Partners

The importance of continuous ongoing compliance monitoring

ESG regulations and compliance monitoring

Operational risk management with a focus on compliance

Compliance in the Age of Automation: Why Human Expertise is Still Essential

Solving the Puzzle of Enhanced Due Diligence in KYC: The role of compliance service providers

Managing investment compliance during a recession

Digital ESG communications from a compliance perspective

Regulatory scrutiny of WhatsApp use for business communications

Technology impact on trading and compliance

Increased lending risks to consumer mortgages prompt a shift in regulatory landscape

Investment Compliance: Not “just controls” but effective portfolio management

Compliance rule deficiencies and weaknesses identified by the OCIE

Invest in investment compliance

Instrument data infrastructure – Its importance in an effective investment compliance environment

The cost of ignoring compliance

Future-proofing compliance professionals

A guide to maintaining compliance protocols when telecommuting

Compliance Best Practices For Working from Home

Corporate compliance: Components and best practices

Correlation between integrity and a firm’s compliance structure

Advantages of having a Distribution Compliance team in an asset management firm

Disadvantages of not having a Marketing/Distribution Compliance Team

Investment Compliance and Best Practices

Social Media and Compliance

Mitigating Private Equity Regulatory Risks – Navigating the Cost Conundrum

Balancing Act: Regulatory Cost vs. Financial Stability

Run your compliance program like a business

Navigating the Challenge of Specialist Staffing Amid a Deluge of Regulatory Changes

Enabling Chief Compliance Officers to “Achieve More from Less”

Artificial intelligence in investment banking – opportunities and challenges

Latest Trends in Fintech

Preparing for the future: the SEC’s 2025 Examination Priorities

Navigating the CSRD: key insights and challenges

Customising DealCloud to your business needs: a platform manager’s guide

Optimising shadow accounting activities in middle-office operations

From risk to resilience – the role of ESG in modern collateral management

Streamlining investment-monitoring processes: overcoming operational challenges

Artificial intelligence (AI) and machine learning (ML) – transforming the US insurance sector

Unlocking the value of collateral: Insights on the art and science of collateral evaluation

Future flow securitisations – novel balance sheet management solutions for corporates and financial institutions

Five important findings on fund commentaries of top asset managers, 1Q 2024

Mastering the market: strategic advisory and growth support in private credit

Optimising returns through strategic portfolio management and performance monitoring

Embracing efficiency: The shift to T+1 settlements in US financial markets

Credit ratings – understanding their importance and meaning

SEC Risk Alert – Investment Advisers: what to expect

Exploring outside business activity

Finfluencers on the radar of British watchdogs due to increasing use of social media

The Good, the Bad and the Worst in Leveraged Lending in High-Inflation Environment

Data scrubbing: the nucleus of data integrity

Getting to grips with new SEC private fund adviser rules

Data integration – a critical functionality for index providers

Outsourcing trade finance operations – a strategic move to streamline processes for business growth

The democratic ecosystem – a perspective on the role of political contributions during elections

KYC remediation – Addressing the challenges of today’s era

DARQ technologies through a financial lens

The FCA’s crackdown on misleading promotions

Are secondary markets in emerging markets becoming more effective exit vehicles?

Banking trends in 2023

Going public or staying private – the eternal dilemma

How true are PE Performance Valuation?

The Road Ahead for Fund Houses

SEC Division of Examinations – 2022 examination priorities

Private Wealth Management Services

Is your lending organization “credit fit” for the 2025 landscape?

Emerging Trends in Retail Lending

Will 2022 be another good year for US retail lending?

Solution for Private Wealth Managers

Model Risk Management (MRM) services for Asset Managers

Applied data science for financial markets

Karthik Vijayapalan

Digital identity opportunity for banks

The impact of 5G on financial services

Top technology trends in financial services 2019

Leveraged Lending – Are risks piling up?

Challenges faced in coding of investment restrictions

Regulations through the lens of digital marketing

Evolving Paradigms: How Machine Learning Is Transforming the Financial Services Industry

The Third-mile Challenge in Remittances: Can technology alone solve the roadblocks?

Leveraging industry’s best practices to create a winning RFP

Why European Banks’ Profitability is Low

Recession trickles to India’s tech industry

Evolution of analyst training programs

Build a Robust and Responsive Digital Marketing Platform

Large GCC banks in an interest-rate downcycle environment

Aircraft manufacturing market – can COMAC compete with the incumbents?

The link between blockchain and ESG

Landscape of fintech investments and associated trends

Navigating Sustainable Finance – The Next Frontier in Banking

Driving product strategy in a dynamic cost environment

The role of investment writing in times of financial crisis

2024 Sustainable Finance: Key Regulations and Emerging Trends

Boosting technology spends for new-age deal sourcing by investment banks and advisory firms

New Trends and Opportunities in SME Lending

IFRS S1 and S2 mark a new era in sustainability

Charles River Development – a one-stop solution

Leveraging opportunities to outsource trade operations for collaborative success

Reiterating the importance of MiFID II in terms of market abuse

Beyond web content: enhance your content’s SEO compatibility with Siteimprove

SEC’s and CFTC’s joint amendments to Form PF

Unlocking the Potential of Documentation for Enhanced Client Onboarding

US’s Shorter Trade-Settlement Cycle: Impacts and Strategies

Harnessing the power of artificial intelligence (AI) in clinical trials

Sustainable Real Estate: Exploring ESG Principles in US Commercial Real Estate

Streamlining investment success: the integral role of due diligence and investment evaluation

The FCA’s 2024/25 Business Plan

Changing landscape for technological advancement

The critical role of market intelligence, deal sourcing and screening in private credit

Vinod Dukare

The human element in the KYC process – a critical component

Data – the oil of the 21st century and the need to protect it

Navigating the spectrum of private credit strategies

Unauthorised communication platforms: risks and strategies for avoiding them

Crafting customised solutions: Acuity Knowledge Partners’ KYC/AML expertise

Why positive and negative ESG screening are crucial in sustainable business practices

Transforming through Business Responsibility and Sustainability Reporting

Decoding the use of ESG data for reporting – to proxy or not?

Staying ahead of the curve with Microsoft Copilot generative AI

Factsheet analysis: observations of the world’s top ESG funds

US mortgage-sector trends in 2024

The SEC’s amendments to Form PF

Ranjith Thyagaraj

Private Credit Market: Emerging Trends and 2024 Outlook

Unlocking the value of digital accessibility in the financial sector

Trends driving the increase in ESG investing

2024 SEC Examination Priorities – Consumer Protection, Elevating Trust, Emerging Fintech, Crypto

SAS – the most widely used analysis software

Tilling Suniya

The future of crypto regulation

Maximising Efficiency in Customer Onboarding: Digital Customer Onboarding

Dolly Sharma

EU sustainability reporting: why it matters and what global companies need to know

Tread carefully when monitoring employees

Five important findings on fund commentaries of top asset managers

K Karthik Kamath

New ISSB guidelines – a game changer in the ESG disclosure landscape?

Trade-based money laundering: how it works and how to combat it

Registration-based IPOs – how they will shape China’s capital market

China – a promising wealth management market

The revolution of digital currency – what lies ahead?

FCA business plan 23/24 – summary and focus areas

Advancements of Big Data in Banking

Web 3.0 for banks – redefining the current lending format

Wellness industry trends – 2023

The Market Fallout from Silicon Valley Bank

Growing prominence of ESG in the asset management sector

Factors that make trade finance operations more dynamic

Greenwashing – A rising risk to carbon neutrality and net zero

Impact of the metaverse on the financial world

SEC’s 2023 Exam Priorities – Spotlight back on retail, ESG, RIAs, fintech and crypto

Why effective covenant monitoring is essential for credit risk governance

Recent trends in the cryptocurrency market

Finding opportunities in the SaaS industry

Cannabis – the next big financial investment

Will artificial intelligence replace the seasoned trade document checker?

Wealth management – key trends for 2023

Sanjukta Chatterjee

Damini Solanki

The Middle East – at the core of global ESG development?