The importance of investment compliance in asset management

Navigating the key challenges in marketing material compliance

The role of investment writing in times of financial crisis

Managing client expectations: balancing flexibility and compliance in investment guidelines

BEAT AdInspect – Simplifying Marketing Compliance

Investment Compliance Guidelines Review – A Strategic Approach

The Role of Compliance in Political Contribution Monitoring

Getting around compliance: The ethics of gifts and entertainment

Future flow securitisations – novel balance sheet management solutions for corporates and financial institutions

Driving the success of compliance functions: Acuity’s customised solution

Insider-trading regulation and compliance in investment management

Ensuring data security and compliance with Confirmit: what you need to know

Embracing efficiency: The shift to T+1 settlements in US financial markets

Investment compliance – why needed, trends and best practices

Investment compliance automation – the art of doing more with less

Navigating global compliance challenges with Acuity Knowledge Partners

The importance of continuous ongoing compliance monitoring

Unlocking the value of digital accessibility in the financial sector

ESG regulations and compliance monitoring

Operational risk management with a focus on compliance

DARQ technologies through a financial lens

Compliance in the Age of Automation: Why Human Expertise is Still Essential

Solving the Puzzle of Enhanced Due Diligence in KYC: The role of compliance service providers

Impact of the metaverse on the financial world

Cannabis – the next big financial investment

Managing investment compliance during a recession

Digital ESG communications from a compliance perspective

Technology impact on trading and compliance

Applied data science for financial markets

Investment Compliance: Not “just controls” but effective portfolio management

US election 2020 – Impact on financial regulations

Invest in investment compliance

Instrument data infrastructure – Its importance in an effective investment compliance environment

The cost of ignoring compliance

OFAC focus on non-financial institutions grows – Key takeaways from recent enforcements

COVID-19 – Accelerating digital transformation in the financial services space

Future-proofing compliance professionals

Managing Compliance Risks in the New Norm

Impact of the global lockdown – A perspective on investment management and compliance

The post-COVID-19 world – Financial advisors help navigate through the liquidity crisis

Covenant-lite Financing: Assessing the potential of financial stress in a volatile market

Compliance Best Practices For Working from Home

Trade surveillance – Its importance in an evolving financial space

Financial data management – A start to a new approach

Corporate compliance: Components and best practices

Correlation between integrity and a firm’s compliance structure

Advantages of having a Distribution Compliance team in an asset management firm

Disadvantages of not having a Marketing/Distribution Compliance Team

Gig economy and its impact on the financial services sector – Part II

Gig economy and its impact on the financial services sector – Part I

The impact of 5G on financial services

Investment Compliance and Best Practices

Navigating regulatory compliance amid the US-China trade war

Top technology trends in financial services 2019

Marketing Compliance – Look out before you roll out

Innovation and Shifting Market Dynamics in Financial Services Featured at our 8th Annual Client Conference

RegTech: Digital Regulatory Compliance Taking Center Stage

The Digital Marketing Rollercoaster Speed bumps faced by practitioners in the financial industry

Evolving Paradigms: How Machine Learning Is Transforming the Financial Services Industry

Outlook for 2018: The year ahead in the financial markets space

Balancing Act: Regulatory Cost vs. Financial Stability

Moody’s Analytics and Copal Amba host topical session on inculcating a pro-compliance culture across an organization

Copal Amba hosts a breakfast event on “Run Your Compliance Program like a Business” in New York

Copal Amba hosts a breakfast event on “Run Your Compliance Program like a Business” in New York

Enabling Chief Compliance Officers to “Achieve More from Less”

Managing Investment Compliance in a Changing Regulatory Environment

The revolution of digital currency – what lies ahead?

Artificial intelligence in investment banking – opportunities and challenges

Latest Trends in Fintech

Large GCC banks in an interest-rate downcycle environment

How investment management companies are using Adobe Experience Platform for effective web analytics and insights

Aircraft manufacturing market – can COMAC compete with the incumbents?

The link between blockchain and ESG

Landscape of fintech investments and associated trends

Navigating global regulatory challenges in asset management – a CXO’s playbook

Preparing for the future: the SEC’s 2025 Examination Priorities

Navigating Sustainable Finance – The Next Frontier in Banking

Dhivya Muralidharan

Navigating the CSRD: key insights and challenges

Customising DealCloud to your business needs: a platform manager’s guide

Driving product strategy in a dynamic cost environment

2024 Sustainable Finance: Key Regulations and Emerging Trends

Comprehensive Guide to On-Premise to Azure Cloud Migration

Optimising shadow accounting activities in middle-office operations

Boosting technology spends for new-age deal sourcing by investment banks and advisory firms

Mounting regulatory focus on voice surveillance

New Trends and Opportunities in SME Lending

IFRS S1 and S2 mark a new era in sustainability

Ashwini Nagaraj

From risk to resilience – the role of ESG in modern collateral management

Kurian K Jacob

Evolution of ESG fund labels – what investors need to know

Streamlining investment-monitoring processes: overcoming operational challenges

Artificial intelligence (AI) and machine learning (ML) – transforming the US insurance sector

Reiterating the importance of MiFID II in terms of market abuse

Unlocking the value of collateral: Insights on the art and science of collateral evaluation

SEC’s and CFTC’s joint amendments to Form PF

Unlocking the Potential of Documentation for Enhanced Client Onboarding

The SEC’s new private fund advisor rules – a fair ecosystem for investors

US’s Shorter Trade-Settlement Cycle: Impacts and Strategies

The FCA’s combat against greenwashing (Anti-greenwashing guidance)

Harnessing the power of artificial intelligence (AI) in clinical trials

Sustainable Real Estate: Exploring ESG Principles in US Commercial Real Estate

Decoding wall-crossing

Weighing the pros and cons of banks’ adoption of cloud-based technology

Streamlining investment success: the integral role of due diligence and investment evaluation

China – a promising pension market

The FCA’s 2024/25 Business Plan

Changing landscape for technological advancement

Mastering the market: strategic advisory and growth support in private credit

Optimising returns through strategic portfolio management and performance monitoring

The critical role of market intelligence, deal sourcing and screening in private credit

Ranul Perera

The human element in the KYC process – a critical component

Data – the oil of the 21st century and the need to protect it

Navigating the spectrum of private credit strategies

US 4Q23 earnings wrap: The AI bull rages on

Tapping the synergy between the money market and the foreign-exchange market

Crafting customised solutions: Acuity Knowledge Partners’ KYC/AML expertise

Why positive and negative ESG screening are crucial in sustainable business practices

Transforming through Business Responsibility and Sustainability Reporting

Decoding the use of ESG data for reporting – to proxy or not?

Credit ratings – understanding their importance and meaning

The rising significance of ESG adoption

Staying ahead of the curve with Microsoft Copilot generative AI

Factsheet analysis: observations of the world’s top ESG funds

US mortgage-sector trends in 2024

SEC Risk Alert – Investment Advisers: what to expect

Exploring outside business activity

Finfluencers on the radar of British watchdogs due to increasing use of social media

The SEC’s amendments to Form PF

Ranjith Thyagaraj

Private Credit Market: Emerging Trends and 2024 Outlook

The Good, the Bad and the Worst in Leveraged Lending in High-Inflation Environment

How electric vehicles threaten the ESG ecosystem

Trends driving the increase in ESG investing

2024 SEC Examination Priorities – Consumer Protection, Elevating Trust, Emerging Fintech, Crypto

Data scrubbing: the nucleus of data integrity

SAS – the most widely used analysis software

Rakesh Jamdhade

The future of crypto regulation

Gautam Prakash Singh

Harnessing the power of customer insights software for market research success

Josue Valerio

Abel Corrales

Impediments to ESG investing in emerging markets

Maximising Efficiency in Customer Onboarding: Digital Customer Onboarding

EU sustainability reporting: why it matters and what global companies need to know

Commercial and corporate lending trends in 2023

Tread carefully when monitoring employees

Data integration – a critical functionality for index providers

Sales enablement and beyond with Seismic – Unlocking synergies with marketing technology

Outsourcing trade finance operations – a strategic move to streamline processes for business growth

India’s virtuous cycle of evolution

The democratic ecosystem – a perspective on the role of political contributions during elections

KYC remediation – Addressing the challenges of today’s era

Kumail Jillisger

New ISSB guidelines – a game changer in the ESG disclosure landscape?

Rahul Narsian

Trade-based money laundering: how it works and how to combat it

Leadership toolkit: Inspiring and empowering next-generation female leaders in finance

Jehan Jeyaretnam

Registration-based IPOs – how they will shape China’s capital market

China – a promising wealth management market

FCA business plan 23/24 – summary and focus areas

Shawaf Ali Baig

Treenoy Das

Applying Computer Vision in Finance

Advancements of Big Data in Banking

Web 3.0 for banks – redefining the current lending format

Wellness industry trends – 2023

The Market Fallout from Silicon Valley Bank

Luis Melendez

Growing prominence of ESG in the asset management sector

Factors that make trade finance operations more dynamic

Greenwashing – A rising risk to carbon neutrality and net zero