End-to-end operational support in compliance, RFP and ESG functions to a global asset manager

Compliance Newsletter Q3, 2024

The importance of investment compliance in asset management

Navigating the key challenges in marketing material compliance

The evolving regulatory landscape’s impact on investment compliance

Managing client expectations: balancing flexibility and compliance in investment guidelines

Enhancing Compliance Efficiency for US-Based Asset Manager Through BEAT AdInspect

BEAT AdInspect – Simplifying Marketing Compliance

Compliance Newsletter Q2, 2024

Investment Compliance Guidelines Review – A Strategic Approach

The Role of Compliance in Political Contribution Monitoring

Getting around compliance: The ethics of gifts and entertainment

Driving the success of compliance functions: Acuity’s customised solution

Compliance Newsletter Q1, 2024

Insider-trading regulation and compliance in investment management

Ensuring data security and compliance with Confirmit: what you need to know

Compliance Newsletter Q4, 2023

Investment compliance – why needed, trends and best practices

Investment compliance automation – the art of doing more with less

Navigating global compliance challenges with Acuity Knowledge Partners

Compliance Newsletter Q3, 2023

The importance of continuous ongoing compliance monitoring

ESG regulations and compliance monitoring

Operational risk management with a focus on compliance

Compliance Newsletter Q2, 2023

Compliance Newsletter Q1, 2023

Compliance in the Age of Automation: Why Human Expertise is Still Essential

Solving the Puzzle of Enhanced Due Diligence in KYC: The role of compliance service providers

Compliance Newsletter Q4, 2022

Managing investment compliance during a recession

Digital ESG communications from a compliance perspective

Compliance Newsletter Q3, 2022

Compliance Newsletter Q2, 2022

Compliance support for a PE arm of a large global asset manager

Compliance Newsletter Q1, 2022

Technology impact on trading and compliance

Compliance Newsletter Q4, 2021

Forensic Compliance Support

Compliance Newsletter Q3, 2021

Trade allocation: Asset managers’ need for a robust Compliance function

Compliance Newsletter Feb, 2021

Investment Compliance: Not “just controls” but effective portfolio management

Compliance rule deficiencies and weaknesses identified by the OCIE

Key Investment Compliance Considerations for Pre and Post Trade Monitoring

Invest in investment compliance

Instrument data infrastructure – Its importance in an effective investment compliance environment

The cost of ignoring compliance

Multi-functional Compliance Support for US-based Global Asset Manager

Managing Compliance Risks in the New Norm

Future-proofing compliance professionals

Compliance Newsletter

Managing Compliance Risks in the New Norm

Impact of the global lockdown – A perspective on investment management and compliance

A guide to maintaining compliance protocols when telecommuting

Compliance Best Practices For Working from Home

Corporate compliance: Components and best practices

Correlation between integrity and a firm’s compliance structure

Advantages of having a Distribution Compliance team in an asset management firm

Disadvantages of not having a Marketing/Distribution Compliance Team

Investment Compliance and Best Practices

Social Media and Compliance

Navigating regulatory compliance amid the US-China trade war

Forensic Compliance

Marketing Compliance – Look out before you roll out

RegTech: Digital Regulatory Compliance Taking Center Stage

CovenantPulse – Bespoke Covenant Monitoring and Compliance Software

Moody’s Analytics and Copal Amba host topical session on inculcating a pro-compliance culture across an organization

Copal Amba hosts a breakfast event on “Run Your Compliance Program like a Business” in New York

Copal Amba hosts a breakfast event on “Run Your Compliance Program like a Business” in New York

Run your compliance program like a business

Creating a Pro-Compliance culture across your organization

Can the Compliance function be run like a business?

Enabling Chief Compliance Officers to “Achieve More from Less”

Managing Investment Compliance in a Changing Regulatory Environment

Investment Compliance Services

Corporate Compliance

Investment Compliance Support for a Global Asset Manager

Artificial intelligence in investment banking – opportunities and challenges

Latest Trends in Fintech

Large GCC banks in an interest-rate downcycle environment

How investment management companies are using Adobe Experience Platform for effective web analytics and insights

Aircraft manufacturing market – can COMAC compete with the incumbents?

The link between blockchain and ESG

Landscape of fintech investments and associated trends

Navigating global regulatory challenges in asset management – a CXO’s playbook

Chetna Verma

Vagdevi Maddipati

Preparing for the future: the SEC’s 2025 Examination Priorities

Navigating Sustainable Finance – The Next Frontier in Banking

Dhivya Muralidharan

Avinash Seraphim

Navigating the CSRD: key insights and challenges

Customising DealCloud to your business needs: a platform manager’s guide

Driving product strategy in a dynamic cost environment

The role of investment writing in times of financial crisis

2024 Sustainable Finance: Key Regulations and Emerging Trends

Comprehensive Guide to On-Premise to Azure Cloud Migration

Optimising shadow accounting activities in middle-office operations

Boosting technology spends for new-age deal sourcing by investment banks and advisory firms

Mounting regulatory focus on voice surveillance

Guideline coding: The requirement and best practices to ensure robust monitoring

New Trends and Opportunities in SME Lending

IFRS S1 and S2 mark a new era in sustainability

Ashwini Nagaraj

Charles River Development – a one-stop solution

From risk to resilience – the role of ESG in modern collateral management

Kurian K Jacob

Evolution of ESG fund labels – what investors need to know

Streamlining investment-monitoring processes: overcoming operational challenges

Manju Patel

Leveraging opportunities to outsource trade operations for collaborative success

Artificial intelligence (AI) and machine learning (ML) – transforming the US insurance sector

Reiterating the importance of MiFID II in terms of market abuse

Tejaswini Venkatesh

Beyond web content: enhance your content’s SEO compatibility with Siteimprove

Unlocking the value of collateral: Insights on the art and science of collateral evaluation

SEC’s and CFTC’s joint amendments to Form PF

Unlocking the Potential of Documentation for Enhanced Client Onboarding

The SEC’s new private fund advisor rules – a fair ecosystem for investors

US’s Shorter Trade-Settlement Cycle: Impacts and Strategies

The FCA’s combat against greenwashing (Anti-greenwashing guidance)

Harnessing the power of artificial intelligence (AI) in clinical trials

Sustainable Real Estate: Exploring ESG Principles in US Commercial Real Estate

Decoding wall-crossing

Weighing the pros and cons of banks’ adoption of cloud-based technology

Streamlining investment success: the integral role of due diligence and investment evaluation

Future flow securitisations – novel balance sheet management solutions for corporates and financial institutions

Jayraj Gohil

China – a promising pension market

Malaka Paranavitane

The FCA’s 2024/25 Business Plan

Five important findings on fund commentaries of top asset managers, 1Q 2024

Changing landscape for technological advancement

Mastering the market: strategic advisory and growth support in private credit

Optimising returns through strategic portfolio management and performance monitoring

The critical role of market intelligence, deal sourcing and screening in private credit

Vinod Dukare

Ranul Perera

The human element in the KYC process – a critical component

Data – the oil of the 21st century and the need to protect it

Embracing efficiency: The shift to T+1 settlements in US financial markets

Rahul Dhoke

Navigating the spectrum of private credit strategies

Taqiya Khanum

US 4Q23 earnings wrap: The AI bull rages on

Ensuring Quality Responses: Tips for Improving CAWI Survey Accuracy

Unauthorised communication platforms: risks and strategies for avoiding them

Tapping the synergy between the money market and the foreign-exchange market

Crafting customised solutions: Acuity Knowledge Partners’ KYC/AML expertise

Why positive and negative ESG screening are crucial in sustainable business practices

Transforming through Business Responsibility and Sustainability Reporting

Sandeep Khandelwal

Ranjith Poojary

Anand Kumar

Berlin Rayen

Decoding the use of ESG data for reporting – to proxy or not?

Credit ratings – understanding their importance and meaning

Ankit Chaturvedi

The rising significance of ESG adoption

Staying ahead of the curve with Microsoft Copilot generative AI

Factsheet analysis: observations of the world’s top ESG funds

US mortgage-sector trends in 2024

SEC Risk Alert – Investment Advisers: what to expect

Exploring outside business activity

Rushali Upwanshi

Finfluencers on the radar of British watchdogs due to increasing use of social media

The SEC’s amendments to Form PF

Ranjith Thyagaraj

Private Credit Market: Emerging Trends and 2024 Outlook

The Good, the Bad and the Worst in Leveraged Lending in High-Inflation Environment

How electric vehicles threaten the ESG ecosystem

Unlocking the value of digital accessibility in the financial sector

Trends driving the increase in ESG investing

Evolving role of executive management in integrating corporate responsibility

2024 SEC Examination Priorities – Consumer Protection, Elevating Trust, Emerging Fintech, Crypto

Pedro Armstrong