Corporate compliance: Components and best practices

Corporate Compliance

The importance of investment compliance in asset management

Managing client expectations: balancing flexibility and compliance in investment guidelines

Investment Compliance Guidelines Review – A Strategic Approach

Getting around compliance: The ethics of gifts and entertainment

Future flow securitisations – novel balance sheet management solutions for corporates and financial institutions

Investment compliance – why needed, trends and best practices

The importance of continuous ongoing compliance monitoring

Evolving role of executive management in integrating corporate responsibility

Commercial and corporate lending trends in 2023

Operational risk management with a focus on compliance

Managing investment compliance during a recession

Digital ESG communications from a compliance perspective

7 common mistakes corporates make when incorporating ESG considerations into their operations

Technology impact on trading and compliance

Investment Compliance: Not “just controls” but effective portfolio management

Invest in investment compliance

Instrument data infrastructure – Its importance in an effective investment compliance environment

Oil and gas – Corporate restructuring and distressed M&A are likely

Impact of the global lockdown – A perspective on investment management and compliance

A guide to maintaining compliance protocols when telecommuting

Compliance Best Practices For Working from Home

Advantages of having a Distribution Compliance team in an asset management firm

Investment Compliance and Best Practices

Moody’s Analytics and Copal Amba host topical session on inculcating a pro-compliance culture across an organization

Copal Amba hosts a breakfast event on “Run Your Compliance Program like a Business” in New York

Copal Amba hosts a breakfast event on “Run Your Compliance Program like a Business” in New York

Managing Investment Compliance in a Changing Regulatory Environment

Preparing for the future: the SEC’s 2025 Examination Priorities

Dhivya Muralidharan

Avinash Seraphim

The SEC’s new private fund advisor rules – a fair ecosystem for investors

Taqiya Khanum

Unauthorised communication platforms: risks and strategies for avoiding them

Rushali Upwanshi

Ranjith Thyagaraj

Tilling Suniya

Gautam Prakash Singh

K Karthik Kamath

Jasleen Kaur

Shawaf Ali Baig

SEC’s 2023 Exam Priorities – Spotlight back on retail, ESG, RIAs, fintech and crypto

The FCA’s crackdown on misleading promotions

SEC Division of Examinations – 2022 examination priorities

Pooja Mukherjee

Sumana Das

SEC announces 2021 examination guidelines – is your organisation ready?

2020 SEC priorities : retail, cybersecurity, fintech, RIAs – Are you ready for the year ahead?

Artificial intelligence in investment banking – opportunities and challenges

Large GCC banks in an interest-rate downcycle environment

How investment management companies are using Adobe Experience Platform for effective web analytics and insights

The link between blockchain and ESG

Navigating the CSRD: key insights and challenges

Customising DealCloud to your business needs: a platform manager’s guide

Driving product strategy in a dynamic cost environment

2024 Sustainable Finance: Key Regulations and Emerging Trends

Optimising shadow accounting activities in middle-office operations

Boosting technology spends for new-age deal sourcing by investment banks and advisory firms

Guideline coding: The requirement and best practices to ensure robust monitoring

IFRS S1 and S2 mark a new era in sustainability

Charles River Development – a one-stop solution

From risk to resilience – the role of ESG in modern collateral management

Evolution of ESG fund labels – what investors need to know

Streamlining investment-monitoring processes: overcoming operational challenges

Artificial intelligence (AI) and machine learning (ML) – transforming the US insurance sector

Beyond web content: enhance your content’s SEO compatibility with Siteimprove

Unlocking the value of collateral: Insights on the art and science of collateral evaluation

Sustainable Real Estate: Exploring ESG Principles in US Commercial Real Estate

Decoding wall-crossing

Streamlining investment success: the integral role of due diligence and investment evaluation

China – a promising pension market

The FCA’s 2024/25 Business Plan

Five important findings on fund commentaries of top asset managers, 1Q 2024

Embracing efficiency: The shift to T+1 settlements in US financial markets

Ensuring Quality Responses: Tips for Improving CAWI Survey Accuracy

Transforming through Business Responsibility and Sustainability Reporting

Decoding the use of ESG data for reporting – to proxy or not?

Credit ratings – understanding their importance and meaning

The rising significance of ESG adoption

Factsheet analysis: observations of the world’s top ESG funds

Private Credit Market: Emerging Trends and 2024 Outlook

The Good, the Bad and the Worst in Leveraged Lending in High-Inflation Environment

Trends driving the increase in ESG investing

Pedro Armstrong

Data scrubbing: the nucleus of data integrity

Advantages of having a remote executive assistant

Rakesh Jamdhade

Impediments to ESG investing in emerging markets

EU sustainability reporting: why it matters and what global companies need to know

Tread carefully when monitoring employees

Data integration – a critical functionality for index providers

Net-zero hotels – the next step in sustainability

The democratic ecosystem – a perspective on the role of political contributions during elections

New ISSB guidelines – a game changer in the ESG disclosure landscape?

Trade-based money laundering: how it works and how to combat it

Leadership toolkit: Inspiring and empowering next-generation female leaders in finance

Jehan Jeyaretnam

China – a promising wealth management market

FCA business plan 23/24 – summary and focus areas

Wellness industry trends – 2023

Luis Melendez

Annu Liss Anto

Asha Jagadishwaran

Growing prominence of ESG in the asset management sector

Impact of the metaverse on the financial world

Why effective covenant monitoring is essential for credit risk governance

Sell-side research – key trends in 2023

Africa’s natural resources sector attracts strategic investments

A new dawn for fixed income assets following an inflation-ravaged year

Finding opportunities in the SaaS industry

Are secondary markets in emerging markets becoming more effective exit vehicles?

COP27 – landmark collaboration for climate financing

Cannabis – the next big financial investment

NATO membership bid offers Swedish defence companies a solid opportunity

Five points to consider for a workable Letter of credit

Carbon pricing – understanding the dynamics and latest trends

ESG-based lending – an elevated step for real estate financing

Banking trends in 2023

Wealth management – key trends for 2023

Integrating ESG criteria into commercial lending

Fintech in banking: why the future looks brighter together

ESG regulations in Honk Kong & Singapore

Artificial intelligence (AI) and machine learning (ML) in Banking

Going public or staying private – the eternal dilemma

How are high-yield investors gaining an advantage over market participants?

Elevating Consultant databases: Leverage smart technologies to achieve enhanced product visibility

Community banking’s role in serving small businesses

The Middle East – at the core of global ESG development?

China-Switzerland Stock Connect – expanding access to investment opportunities and overseas capital

Challenges of integrating an ESG approach into lending

Personalisation: the key to client retention

Regulatory scrutiny of WhatsApp use for business communications

Jeevitha Jaganatha

Anvitha R Jain

How retail banking is reshaping post-pandemic

The Road Ahead for Fund Houses

Emerging Trends in Retail Lending

Pandemic’s impact on fund administration

Digital marketing trends for 2022

What are PRIIPs, and how do they impact your business?

Unboxing the modern “Pandora’s box” – the Pandora Papers leak

Tech firms: finding opportunities in healthcare

Applied data science for financial markets

Bitcoins – present and future

US restaurant sector continues to face headwinds in 2021

Mary Fernandez

German banks – Are they prepared to face major challenges due to the COVID-19 pandemic?

A summary of the FCA business plan and Annual report

US foreign policy – reinforcing global alliances

Part 5: Impact of VoC on lines of business

Business and continuity: A plan for resilience

Greenwashing: the hurdle for green lenders

ESG investing – finding solutions for a lack of standardisation

Abhishek Gupta

Adapting automation for remote working in the asset management industry

What is replacing the traditional 60/40 portfolio ratio?

Is ESG investing the next big thing?

The evolution of sustainability-linked loans

Post Brexit regulations in derivatives market

US election 2020 – Impact on financial regulations

Impact of a volatile market on post-trade monitoring

The case for covenant monitoring in the realm of machine learning

The path of uncertainty: the pandemic’s impact on SMEs

Europe’s response to the COVID-19 pandemic

Effective data-driven campaigning for credit cards: target, attract, retain and engage

Towards a greener lending future: The emergence of sustainability-linked loans

The CSRC’s new distribution regulation – A fair environment for business

Rekha Narasimhan

Asha Rakesh Maniar

Oil price outlook: OPEC+ in a balancing act on a slippery road

The COVID-19 crisis and asset managers – Survival of the smartest

Leveraged Lending & CLOs – Asset managers reduce riskier exposure and focus on safety

COVID-19 – Accelerating digital transformation in the financial services space

Be aware of social media violations – secure your firm

Technology, talent and risk management – Striking a balance amid a recession